Skip to Main Content

Find COVID-19 Information and Resources
TDCI Is Fully Operational. Need A Member Of Our Staff? Contact Us Here.
TDCI FREQUENTLY ASKED QUESTIONS ABOUT COVID-19
CORE will be Down for Maintenance Friday Evening 9/18/2020 - Monday Morning 9/21/2020

    Securities

    In this country, regulation of the securities industry is a shared effort among federal, state, and self-regulatory agencies. The Tennessee Securities Division is responsible for enforcing the Tennessee Securities Act of 1980 and protecting the investors of Tennessee by maintaining the integrity of the securities market. We accomplish this function through the regulation of the securities industry and capital markets of Tennessee. The Division also advocates investor education in the prevention of fraud. Through investor education, citizens can avoid bogus securities scams and keep Tennessee's capital markets viable.